UA-118798047-1 DISCLOSURES | chicagocapital

At Chi-Cap, we want to be sure you understand the risks associated with your investments

Investments don't always work out - they can and do lose money

Please read the important disclosures listed below

It is important to understand the risks

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Chicago Capital, LLC (“Company”) is an SEC registered investment adviser. Company and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which Company maintains clients. Company may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements.

 

Company’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Company’s web site on the Internet should not be construed by any consumer and/or prospective client as Company’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Company with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.

 

For information pertaining to the registration status of Company, please contact the SEC or the state securities regulators for those states in which Company maintains a notice filing. A copy of Company’s current written disclosure statement discussing Company’s business operations, services, and fees is available from Company upon written request. Company does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Company web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Company), will be profitable or equal any historical performance level(s).

Certain portions of Company’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Company (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Company, or from any other investment professional. Company is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.

Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Chicago Capital, LLC is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of Chicago Capital, LLC by any of its clients.  Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. Rankings are generally limited to participating advisers.

To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to Company’s web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Company, or from any other investment professional.

Each client and prospective client agrees, as a condition precedent to his/her/its access to Company’s web site, to release and hold harmless Company, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Company.

Chicago Capital, LLC only transacts business in jurisdictions where it is properly registered, or excluded or exempted from registration requirements.

Follow-up and individualized responses to persons that involve either the execution of or attempted execution of transactions in securities, or the rendering of personalized investment advice for compensation, as the case may be, will not be made absent compliance with investment adviser and investment adviser representative registration requirements, or an applicable exemption or exclusion.

Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that the future performance of any specific investment, investment strategy (including investment and/or investment strategies recommended and/or purchased by adviser), or product made reference to directly or indirectly on this Website, or indirectly via link to any unaffiliated third-party website, will be profitable or equal to corresponding indicated performance levels.

Different types of investment involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client's investment portfolio. No client or prospective client should assume that any information presented and/or made available on this website services as the receipt of, or a substitute for, personalized individual advice from the adviser or any investment professional.

Business Continuity Plan

 

The information contained below is for the clients of Chicago Capital, LLC.

Chicago Capital, LLC ("ChiCap") maintains a Business Continuity Plan to guide ChiCap's response in the event that a significant disruption occurs that could prevent ChiCap from conducting business.

As part of its Business Continuity Plan, ChiCap does the following:

  • ChiCap maintains certain financial data regarding ChiCap and our clients and maintains such data in electronic form at a service bureau in a remote location.

  • ChiCap's Business Continuity Plan provides that the firm's staff will operate critical systems at alternate locations using current data from the service bureau.

  • ChiCap will periodically test its Business Continuity Plan to verify that the Plan is functional and that relevant data is accessible. The Business Continuity Plan may be updated and refined based on new requirements in technology.

 

Only if there is a significant disruption in service should you use the following methods for contacting us:

 

Main telephone number:  312-429-2333

 

This is our main phone number. In the event that our main phone system becomes inaccessible, we have provisioned our telco services to failover seamlessly to an alternate site location so that business may continue.

Email:  Info@Chi-Cap.com

 

This email address is only checked during significant disruption in service. Please use our other email addresses for normal communications.

 

Chicago Capital, LLC is registered as an Investment Adviser with the U.S. Securities and Exchange Commission. This information is intended solely to provide information regarding ChiCap's Business Continuity Plan and to communicate information necessary in the event of business disruption. This information is not intended to be, and should not be considered as, a solicitation to provide services.

 

@2018 Chicago Capital, LLC
All rights reserved.

CHICAGO CAPITAL DISCLOSURES

IMPORTANT LEGAL DISCLOSURES

Chicago Capital

Info@Chi-Cap.com  |   312-429-2333

© 2018 Chicago Capital, LLC.  All rights reserved

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